Aaron Liu

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-21
CA	RA	APPROVED	2022-10-27

TX RA
APPROVED

Since 2022-11-21
CA RA
APPROVED

Since 2022-10-27

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Pasadena	CA	08/2022	Present
Massachusetts Institute Of Technology	Cambrdige	MA	08/2018	06/2022
Self-Employed	Kowloon		02/2016	08/2018
Morgan Stanley Private Bank, N.A	New York	NY	01/2026	Present

08/2022 → Present

Morgan Stanley Smith Barney Llc

Pasadena, CA
08/2018 → 06/2022

Massachusetts Institute Of Technology

Cambrdige, MA
02/2016 → 08/2018

Self-Employed

Kowloon
01/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-27

S66 Uniform Combined State Law Examination

2022-10-27

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

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