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Thomas Scott Peel

Charles Schwab & Co., Inc.

Plano, TX

Tampa, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-22
  • FL RA
    APPROVED
    Since 2023-05-22

Branch Locations

3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Jacksonville FL 06/2012 06/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2019
E*Trade Securities Llc Temple Terrace FL 06/2019 05/2023
E*Trade Capital Management, Llc Temple Terrace FL 06/2019 05/2023
Morgan Stanley Temple Terrace AZ 01/2023 05/2023
Charles Schwab & Co., Inc. Tampa FL 05/2023 Present
Charles Schwab Bank, Ssb Tampa FL 05/2023 Present
  • 06/2012 → 06/2019
    Fidelity Brokerage Services, Llc
    Jacksonville, FL
  • 07/2018 → 06/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2019 → 05/2023
    E*Trade Securities Llc
    Temple Terrace, FL
  • 06/2019 → 05/2023
    E*Trade Capital Management, Llc
    Temple Terrace, FL
  • 01/2023 → 05/2023
    Morgan Stanley
    Temple Terrace, AZ
  • 05/2023 → Present
    Charles Schwab & Co., Inc.
    Tampa, FL
  • 05/2023 → Present
    Charles Schwab Bank, Ssb
    Tampa, FL
Previous Registrations
  • 2019-07-02 → 2023-04-26
    Harrisdirect Llc
    Arlington, VA
    Tampa, FL
    Temple Terrace, FL
  • 2018-07-13 → 2019-06-12
    Fidelity Personal And Workplace Advisors
    Tampa, FL
    Boston, MA
  • 2013-07-23 → 2018-07-13
    Strategic Advisers Llc
    Jacksonville, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-11
S63 Uniform Securities Agent State Law Examination 2012-09-07
  • S66 Uniform Combined State Law Examination
    2013-07-11
  • S63 Uniform Securities Agent State Law Examination
    2012-09-07
Designations

View on SEC IAPD

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