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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-11-02
  • VA RA
    APPROVED
    Since 2022-11-02

Branch Locations

202 Campbell Ave Se, Roanoke, VA 24013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Lynchburg VA 02/2016 07/2018
Bb&T Investment Services, Inc. Lynchburg VA 02/2016 07/2018
Bb&T Securities, Llc Lynchburg VA 01/2018 07/2018
Massmutual Life Insurance Company Lynchburg VA 11/2018 09/2019
Mml Investors Services, Llc Lynchburg VA 12/2018 09/2019
Unemployed Lynchburg VA 08/2018 11/2018
Wells Fargo Bank, Na Bedford VA 10/2019 08/2022
Wells Fargo Clearing Services, Llc Bedford VA 10/2019 08/2022
Raymond James Financial Services Inc Roanoke VA 11/2022 Present
Raymond James Financial Services Advisors Roanoke VA 11/2022 Present
Pinnacle Asset Management Roanoke VA 08/2022 Present
Pinnacle Bank/Pinnacle Financial Partners Roanoke VA 08/2022 Present
  • 02/2016 → 07/2018
    Bb&T Bank
    Lynchburg, VA
  • 02/2016 → 07/2018
    Bb&T Investment Services, Inc.
    Lynchburg, VA
  • 01/2018 → 07/2018
    Bb&T Securities, Llc
    Lynchburg, VA
  • 11/2018 → 09/2019
    Massmutual Life Insurance Company
    Lynchburg, VA
  • 12/2018 → 09/2019
    Lynchburg, VA
  • 08/2018 → 11/2018
    Unemployed
    Lynchburg, VA
  • 10/2019 → 08/2022
    Wells Fargo Bank, Na
    Bedford, VA
  • 10/2019 → 08/2022
    Bedford, VA
  • 11/2022 → Present
    Raymond James Financial Services Inc
    Roanoke, VA
  • 11/2022 → Present
    Raymond James Financial Services Advisors
    Roanoke, VA
  • 08/2022 → Present
    Pinnacle Asset Management
    Roanoke, VA
  • 08/2022 → Present
    Pinnacle Bank/Pinnacle Financial Partners
    Roanoke, VA
Previous Registrations
  • 2019-11-05 → 2022-08-19
    Roanoke, VA
    Roanoke, VA
    Roanoke, VA
    Bedford, VA
  • 2019-01-09 → 2019-09-16
    Forest, VA
  • 2018-01-02 → 2018-07-09
    Bb&T Securities, Llc
    Charlotte, NC
    Lynchburg, VA
  • 2016-08-16 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Lynchburg, VA
Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 202 Campbell Ave SE, Roanoke, VA, 24013, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Talk with clients about banking and investments needs, refer to Raymond James Advisor for Investment products and service needs (2)Name of Business: Pinnacle Bank/Pinnacle Financial Partners Address: 202 Campbell Ave SE, Roanoke, VA, 24013, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Talk with clients about banking and investments needs, refer to Raymond James Advisor for Investment products and service needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-16
S63 Uniform Securities Agent State Law Examination 2015-01-31
  • S66 Uniform Combined State Law Examination
    2016-08-16
  • S63 Uniform Securities Agent State Law Examination
    2015-01-31
Other Names
  • Chris R Owen
  • Christopher Owen
  • Christopher Ryan Owen

View on SEC IAPD

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