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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Lynchburg | VA | 02/2016 | 07/2018 |
| Bb&T Investment Services, Inc. | Lynchburg | VA | 02/2016 | 07/2018 |
| Bb&T Securities, Llc | Lynchburg | VA | 01/2018 | 07/2018 |
| Massmutual Life Insurance Company | Lynchburg | VA | 11/2018 | 09/2019 |
| Mml Investors Services, Llc | Lynchburg | VA | 12/2018 | 09/2019 |
| Unemployed | Lynchburg | VA | 08/2018 | 11/2018 |
| Wells Fargo Bank, Na | Bedford | VA | 10/2019 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Bedford | VA | 10/2019 | 08/2022 |
| Raymond James Financial Services Inc | Roanoke | VA | 11/2022 | Present |
| Raymond James Financial Services Advisors | Roanoke | VA | 11/2022 | Present |
| Pinnacle Asset Management | Roanoke | VA | 08/2022 | Present |
| Pinnacle Bank/Pinnacle Financial Partners | Roanoke | VA | 08/2022 | Present |
(1)Name of Business: Pinnacle Asset Management Address: 202 Campbell Ave SE, Roanoke, VA, 24013, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Talk with clients about banking and investments needs, refer to Raymond James Advisor for Investment products and service needs (2)Name of Business: Pinnacle Bank/Pinnacle Financial Partners Address: 202 Campbell Ave SE, Roanoke, VA, 24013, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Talk with clients about banking and investments needs, refer to Raymond James Advisor for Investment products and service needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-31 |
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