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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-06-22 |
Branch Locations
7350 Peppers Ferry Blvd Ste C, Fairlawn, VA 24141 • United States
Blacksburg, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Roanoke | VA | 07/2012 | 06/2020 |
| Nylife Securities Llc | Roanoke | VA | 12/2012 | 06/2020 |
| Eagle Strategies Llc | Blacksburg | VA | 11/2018 | 06/2020 |
| Ameriprise Financial Services, Llc | Dublin | VA | 06/2020 | Present |
Real Estate Ownership; Lot/Land; TBD Cougar Trail Rd, , Dublin, VA, 24084; Not Investment-Related; 08/11/2025. Business Ownership; Tuck and Associates LLC; Owner; Manage Ameriprise Business; 7350 Peppers Ferry BLVD, SUITE C, Fairlawn, VA, 24141; Investment-Related; 09/25/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; No Bounds LLC; Treasurer; 5234 Airport Rd NW, , Roanoke, VA, 24012; Not Investment-Related; 04/15/2023; 1 to 9 hours per month; 0 during trading hours / Habitat for Hamanity of the New River Valley; board member; 1675 N Franklin St, , Christiansburg, VA, 24073; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Monuments Across Appalachian Virginia; This is a consulting role with Monuments Across Appalachian Virginia. This organization is an organization within Virginia Tech to help facilitate 6-10 non-profits focused in Appalachia Virginia. This role is to provide business and financial guidance to these new non-profit organizations. This role will take roughly 20 hours in total spread out over 2024 and 2025. It will be outside of trading hours.; 385 West Campus Drive, , Blacksburg, VA, 24061; Not Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-19 |
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