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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-06-22
  • VA RA
    APPROVED
    Since 2020-06-22

Branch Locations

7350 Peppers Ferry Blvd Ste C, Fairlawn, VA 24141 • United States

Blacksburg, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Roanoke VA 07/2012 06/2020
Nylife Securities Llc Roanoke VA 12/2012 06/2020
Eagle Strategies Llc Blacksburg VA 11/2018 06/2020
Ameriprise Financial Services, Llc Dublin VA 06/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Lot/Land; TBD Cougar Trail Rd, , Dublin, VA, 24084; Not Investment-Related; 08/11/2025. Business Ownership; Tuck and Associates LLC; Owner; Manage Ameriprise Business; 7350 Peppers Ferry BLVD, SUITE C, Fairlawn, VA, 24141; Investment-Related; 09/25/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; No Bounds LLC; Treasurer; 5234 Airport Rd NW, , Roanoke, VA, 24012; Not Investment-Related; 04/15/2023; 1 to 9 hours per month; 0 during trading hours / Habitat for Hamanity of the New River Valley; board member; 1675 N Franklin St, , Christiansburg, VA, 24073; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Monuments Across Appalachian Virginia; This is a consulting role with Monuments Across Appalachian Virginia. This organization is an organization within Virginia Tech to help facilitate 6-10 non-profits focused in Appalachia Virginia. This role is to provide business and financial guidance to these new non-profit organizations. This role will take roughly 20 hours in total spread out over 2024 and 2025. It will be outside of trading hours.; 385 West Campus Drive, , Blacksburg, VA, 24061; Not Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-07
S63 Uniform Securities Agent State Law Examination 2013-03-19
  • S66 Uniform Combined State Law Examination
    2018-11-07
  • S63 Uniform Securities Agent State Law Examination
    2013-03-19
Other Names
  • Benjamin Matthew Tuck
  • Ben Tuck

View on SEC IAPD

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