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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-12-10 |
| VA | RA | APPROVED | 2010-05-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Radford | VA | 05/2010 | Present |
1. Fairlawn Church of God; 7858 Peppers Ferry Blvd, Fairlawn, VA 24141; Church Elder; Monthly meetings to review and discuss church expenses, church maintenance, various ministry opportunities, congregation/ staff updates, and prayer for those that are in need of prayer; 01/02/2023; 2 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-09 |
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