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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-03 |
| VA | RA | APPROVED | 2018-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Enterra Capital | Richardson | TX | 05/2017 | 07/2017 |
| Statewide Remodeling | Grapevine | TX | 09/2016 | 05/2017 |
| Unemployed | Fort Worth | TX | 07/2016 | 09/2016 |
| Stifel Nicolaus & Co Inc | Radford | VA | 09/2017 | Present |
1. Radford High School Foundation Inc.; Radford VA 24143;Non Profit Charitable organization to benefit Children in the Radford City School system; Advisory Board Member; 1 meeting/yr; 9/18/18; 2 hr/yr; not during securities trading hours; not investment related. 2. Notary; 204 Wild Partridge Lane Radford, VA 24141; Notary Public; Notary Public; Notarize paperwork for clients; 04/06/2023; 1hrs/qtr; During securities trading hours; Not Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-14 |
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