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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-27
CA RA APPROVED 2024-10-11
GA RA APPROVED 2024-10-11
MI RA APPROVED 2024-10-11
MN RA APPROVED 2024-10-11
NJ RA APPROVED 2024-10-11
NY RA APPROVED 2024-10-11
NC RA APPROVED 2024-10-11
OR RA APPROVED 2024-10-11
RI RA APPROVED 2024-10-11
  • TX RA
    APPROVED
    Since 2026-04-27
  • CA RA
    APPROVED
    Since 2024-10-11
  • GA RA
    APPROVED
    Since 2024-10-11
  • MI RA
    APPROVED
    Since 2024-10-11
  • MN RA
    APPROVED
    Since 2024-10-11
  • NJ RA
    APPROVED
    Since 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11
  • NC RA
    APPROVED
    Since 2024-10-11
  • OR RA
    APPROVED
    Since 2024-10-11
  • RI RA
    APPROVED
    Since 2024-10-11

Branch Locations

22 Lawrence Ave Suite 307, Smithtown, NY 11776 • United States

22 Lawrence Avenue Suite 307, Smithtown, NY 11787 • United States

Murphy & Mullick Capital Management Corp

22 Lawrence Ave Ste 307, Smithtown, NY 11787 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-24
NY RA APPROVED 2024-08-23
  • TX RA
    APPROVED_RES
    Since 2024-08-24
  • NY RA
    APPROVED
    Since 2024-08-23

Branch Locations

22 Lawrence Ave Ste 307, Smithtown, NY 11787 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Smithtown NY 01/2013 10/2016
Cetera Advisors Smithtown NY 10/2016 05/2019
American Portfolios Financial Services Holbrook NY 05/2019 10/2024
Osaic Holbrook NY 08/2024 Present
Murphy & Mullick Capital Management Corp. Smithtown NY 08/2024 Present
Osaic Wealth, Inc. Smithtown NY 10/2024 Present
  • 01/2013 → 10/2016
    Investors Capital
    Smithtown, NY
  • 10/2016 → 05/2019
    Cetera Advisors
    Smithtown, NY
  • 05/2019 → 10/2024
    American Portfolios Financial Services
    Holbrook, NY
  • 08/2024 → Present
    Osaic
    Holbrook, NY
  • 08/2024 → Present
    Smithtown, NY
  • 10/2024 → Present
    Smithtown, NY
Previous Registrations
  • 2019-05-21 → 2024-10-11
    American Portfolios Advisors, Inc
    Smithtown, NY
    Holbrook, NY
  • 2016-10-03 → 2019-05-21
    Cetera Advisors Llc
    Smithtown, NY
  • 2014-01-02 → 2016-10-03
    Investors Capital Corp.
    Smithtown, NY
    Lynnfield, MA
    Lynnfield, MA
Other Businesses

1. DBA MURPHY FINANCIAL GROUP; INVESTMENT RELATED: ADDRESS: SAME AS REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; START DATE: 12/2014; POSITION FINANCIAL ADVISOR; HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2.Osaic Wealth, Inc.; INVESTMENT RELATED: ADDRESS: SAME AS REGISTERED LOCATION; FINANCIAL SERVICES; START DATE: 05/2019; POSITION/ IAR; HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 3.Vibanu Capital Corp: Personal Holding Company Not Investment related start date 02/22 100% ownership/ President 4. MURPHY/MULLICK CAPITAL MGMT POSITION: managing partner NATURE: Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2024 ADDRESS: 22 lawrence ave STE 307, smithtown NY 11787, United States DESCRIPTION: Independent RIA 5. VIBANU CAPITAL CORP POSITION: President NATURE: Personal Holding Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 46 king st, port jefferson station NY 11776, United States DESCRIPTION: personal holding company for taxes 6. DBA MURPHY FINANCIAL GROUP POSITION: partner NATURE: Its a DBA we don't do anything outside the broker dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2013 ADDRESS: 22 lawrence ave, ste 307, smiththtown NY 11787, United States DESCRIPTION: its just a DBA for branding purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-07
  • S66 Uniform Combined State Law Examination
    2013-11-07
Other Names
  • Bhav Mullick

View on SEC IAPD

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