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David Weinstock

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-05
  • NY RA
    APPROVED
    Since 2023-06-05

Branch Locations

1285 Ave Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Securities, Llc New York NY 12/2021 03/2022
J.P. Morgan Tel Aviv 03/2015 05/2021
Unemployed Tel Aviv 06/2021 11/2021
Ubs Financial Services Inc New York NY 06/2023 Present
Unemployed New York NY 03/2022 06/2023
  • 12/2021 → 03/2022
    Guggenheim Securities, Llc
    New York, NY
  • 03/2015 → 05/2021
    J.P. Morgan
    Tel Aviv
  • 06/2021 → 11/2021
    Unemployed
    Tel Aviv
  • 06/2023 → Present
    Ubs Financial Services Inc
    New York, NY
  • 03/2022 → 06/2023
    Unemployed
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-01
S63 Uniform Securities Agent State Law Examination 2022-04-11
  • S65 Uniform Investment Adviser Law Examination
    2023-05-01
  • S63 Uniform Securities Agent State Law Examination
    2022-04-11
Other Names
  • David Joel Weinstock

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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