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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-11-17 |
| TX | RA | APPROVED_RES | 2021-11-17 |
Branch Locations
10313 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneos Wealth Management | Baton Rouge | LA | 05/2012 | 11/2021 |
| Altus Wealth Management | Baton Rouge | LA | 05/2012 | Present |
| Lpl Financial Llc | Baton Rouge | LA | 11/2021 | Present |
1) 11/16/2021 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021 - 160 Hr/Mth 2) 11/16/2021 - Altus Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021 - 160 Hr/Mth 3) 11/16/2021 - ALTUS BENEFIT SOLUTIONS - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2013- 5 Hr/Mth 4) 11/16/2021 - THE MCMAKIN LAW FIRM LLC - Law Practice, Owner/Manager - Inv Rel - At Reported Business Location(s) - Start: 01/2014 - 10 Hr/Mth 5) 11/16/2021 - CHS RADIO - Play-by-Play Announcer For Baton Rouge Sports - Inv Rel - Baton Rouge, LA - Start: 08/2017 - 8 Hr/Mth 6) 01/10/2024 - No Business name - Inve Related - AT Reported Business Location(s) - Notary Public - Started: 10/29/2013 - 1 Hr/Mo During Trading. 7) 03/14/2024 - State of Louisiana - Other - Political Office - Baton Rouge, LA - Not Investment Related - Start Date 03/11/2024 - 64 Hours Per Month/ 32 Hours During Trading 8) 06/27/2024 - Axios Industrial Group - Outside/W-2 Employment - Corporate Counsel - Not investment Related - At Reported Business Location(s) - Start Date - 5 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-29 |
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