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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-11-17
TX RA APPROVED_RES 2021-11-17
  • LA RA
    APPROVED
    Since 2021-11-17
  • TX RA
    APPROVED_RES
    Since 2021-11-17

Branch Locations

10313 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management Baton Rouge LA 05/2012 11/2021
Altus Wealth Management Baton Rouge LA 05/2012 Present
Lpl Financial Llc Baton Rouge LA 11/2021 Present
  • 05/2012 → 11/2021
    Geneos Wealth Management
    Baton Rouge, LA
  • 05/2012 → Present
    Altus Wealth Management
    Baton Rouge, LA
  • 11/2021 → Present
    Baton Rouge, LA
Previous Registrations
Other Businesses

1) 11/16/2021 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021 - 160 Hr/Mth 2) 11/16/2021 - Altus Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021 - 160 Hr/Mth 3) 11/16/2021 - ALTUS BENEFIT SOLUTIONS - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2013- 5 Hr/Mth 4) 11/16/2021 - THE MCMAKIN LAW FIRM LLC - Law Practice, Owner/Manager - Inv Rel - At Reported Business Location(s) - Start: 01/2014 - 10 Hr/Mth 5) 11/16/2021 - CHS RADIO - Play-by-Play Announcer For Baton Rouge Sports - Inv Rel - Baton Rouge, LA - Start: 08/2017 - 8 Hr/Mth 6) 01/10/2024 - No Business name - Inve Related - AT Reported Business Location(s) - Notary Public - Started: 10/29/2013 - 1 Hr/Mo During Trading. 7) 03/14/2024 - State of Louisiana - Other - Political Office - Baton Rouge, LA - Not Investment Related - Start Date 03/11/2024 - 64 Hours Per Month/ 32 Hours During Trading 8) 06/27/2024 - Axios Industrial Group - Outside/W-2 Employment - Corporate Counsel - Not investment Related - At Reported Business Location(s) - Start Date - 5 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-15
S63 Uniform Securities Agent State Law Examination 2014-04-29
  • S65 Uniform Investment Adviser Law Examination
    2014-07-15
  • S63 Uniform Securities Agent State Law Examination
    2014-04-29

View on SEC IAPD

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