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Shawn T Ropson

J.P. Morgan Securities LLC

Green Bay, WI

CRD 6083838

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-25
WI RA APPROVED 2019-01-08
FL RA APPROVED 2016-10-26
  • TX RA
    APPROVED_RES
    Since 2022-03-25
  • WI RA
    APPROVED
    Since 2019-01-08
  • FL RA
    APPROVED
    Since 2016-10-26

Branch Locations

200 South Adams Street, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Bradenton FL 09/2008 01/2018
J.P. Morgan Securities Llc Bradenton FL 10/2012 01/2019
Remax Alliance Group Sarasota FL 09/2016 08/2018
Jpmorgan Chase Bank, N.A. Venice FL 01/2018 01/2019
Jpmorgan Chase Bank, N.A. Green Bay WI 01/2019 Present
J.P. Morgan Securities Llc Green Bay WI 01/2019 Present
  • 09/2008 → 01/2018
    Jpmorgan Chase Bank
    Bradenton, FL
  • 10/2012 → 01/2019
    Bradenton, FL
  • 09/2016 → 08/2018
    Remax Alliance Group
    Sarasota, FL
  • 01/2018 → 01/2019
    Jpmorgan Chase Bank, N.A.
    Venice, FL
  • 01/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Green Bay, WI
  • 01/2019 → Present
    Green Bay, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-21
  • S66 Uniform Combined State Law Examination
    2016-10-21
Other Names
  • Shawn Ropson
  • Shawn T Ropson
  • Shawn Thomas Ropson

View on SEC IAPD

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