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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Columbia | SC | 03/2023 | 11/2024 |
| Patricia Dempster | Columbia | SC | 09/2018 | Present |
| Td Bank | Lexington | SC | 03/2018 | 09/2018 |
| Patricia Dempster | Columbia | SC | 06/2012 | 03/2018 |
| Sc Army National Guard | Eastover | SC | 03/2010 | 03/2018 |
| The Prudential Insurance Company Of America | Columbia | SC | 05/2023 | Present |
| Lpl Enterprise, Llc | Columbia | SC | 11/2024 | Present |
1. 05/16/2025 - Dempster Financial Partners - DBA for LPL Business (entity for LPL business) - Columbia, SC - INV REL - Start Date 07/11/2023 - 160hrs/mth 2. 05/20/2025 - Dempster & Floyd Financial Partners - DBA for LPL Business (entity for LPL business) - Columbia, SC - INV REL - Start Date 05/16/2025 - 160hrs/mth 3. 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-22 |
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