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Andrew Joseph Minicucci

Stifel, Nicolaus & Company, Incorporated

New York, NY

CRD 6083299

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-24
NY RA APPROVED 2023-03-03
  • TX RA
    APPROVED
    Since 2023-07-24
  • NY RA
    APPROVED
    Since 2023-03-03

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Entrustpermal Securities Llc / Entrust Global Securities Llc New York NY 05/2016 04/2022
Stifel Financial Corp. New York NY 12/2022 Present
Nyu Stern School Of Business New York NY 02/2020 Present
  • 05/2016 → 04/2022
    Entrustpermal Securities Llc / Entrust Global Securities Llc
    New York, NY
  • 12/2022 → Present
    Stifel Financial Corp.
    New York, NY
  • 02/2020 → Present
    Nyu Stern School Of Business
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-03-02
  • S63 Uniform Securities Agent State Law Examination
    2023-03-02
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

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