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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
  • NY RA
    APPROVED
    Since 2021-05-13

Branch Locations

6225 Sheridan Drive Suite 212, Williamsville, NY 14221 • United States

Niagara Falls, NY • United States

One Huntington Quadrangle Suite 1C01, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Amherst NY 09/2014 Present
Geocapital Wealth Management, Llc Niagara Falls NY 12/2022 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Amherst, NY
  • 12/2022 → Present
    Geocapital Wealth Management, Llc
    Niagara Falls, NY
Previous Registrations
  • 2009-07-27 → 2011-01-03
    Voya Financial Partners, Llc
    Rochester, NY
    Williamsville, NY
  • 2002-09-10 → 2009-07-30
    Latham, NY
    Latham, NY
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 9807 PORTER RD APT 105; NIAGARA FALLS; NY; 14304; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/1/2010; 15; 3; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:INTEGRITY FINANCIAL SERVICES (IFS); Yes; 6225 SHERIDAN DR STE 212; WILLIAMSVILLE; NY; 14221; FINANCIAL SERVICES/DBA; ASSOCIATE; 3/1/2011; 0; 0; MARKETING PURPOSE ONLY| GEOCAPITAL WEALTH MANAGEMENT, LLC POSITION: Owner/President NATURE: Investment Advisory and insurance services with Voya Financial Advisors as my Broker Dealer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 12/02/2022 ADDRESS: 9807 Porter Road, 105, Niagara Falls NY 14304, United States DESCRIPTION: Manage clients qualified and non-qualified investmemnts and provide insurance products as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-08
  • S66 Uniform Combined State Law Examination
    2000-09-08
Other Names
  • George D Dougherty
  • George Daniel Dougherty

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