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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-13 |
| NY | RA | APPROVED | 2021-11-23 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
Wainscott , NY • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Llc. | New York | NY | 06/2012 | 02/2021 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 07/2014 | 02/2021 |
| Ubs Financial Services Inc. | White Plains | NY | 03/2021 | Present |
1) Name of business: a and a property holdings LLC./ Address: United States./ Nature: person rented house for some of summer./ Role: personal residence./ Duty: dont do anything. just owner of houes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-07 |
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