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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Fort Lauderdale FL 04/2007 Present
Morgan Stanley Smith Barney Aventura FL 06/2009 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Fort Lauderdale, FL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Aventura, FL
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Aventura, FL
  • 2000-10-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ventura, FL
    Aventura, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-11
  • S63 Uniform Securities Agent State Law Examination
    2001-01-11
Other Names
  • Sharie Lee Laflam

View on SEC IAPD

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