Best Investors Account Sign in
Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-10-01
  • CO RA
    APPROVED
    Since 2021-10-01

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 08/2015 08/2021
T Rowe Price Colorado Springs CO 08/2021 Present
  • 08/2015 → 08/2021
    Lpl Financial
    Charlotte, NC
  • 08/2021 → Present
    T Rowe Price
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-16
S63 Uniform Securities Agent State Law Examination 2012-07-23
  • S65 Uniform Investment Adviser Law Examination
    2016-11-16
  • S63 Uniform Securities Agent State Law Examination
    2012-07-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Colorado Springs, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor