Alan Michael Swan

Current Employers

T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2014-01-23

CO RA
APPROVED

Since 2014-01-23

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T. Rowe Price	Colorado Springs	CO	06/2012	Present

06/2012 → Present

T. Rowe Price

Colorado Springs, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-20

S66 Uniform Combined State Law Examination

2014-01-20

View on SEC IAPD

Current Employers

T. Rowe Price Advisory Services, Inc.

Disclosures

Employment History

Exams

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