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Pedro Ernesto Zapata

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2015-09-11
TX RA APPROVED 2015-09-11
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2015-09-11
  • TX RA
    APPROVED
    Since 2015-09-11

Branch Locations

2219 Broadway, New York, NY 10024 • United States

390 Madison Ave Floor 11, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 05/2011 08/2019
J.P. Morgan Securities Llc New York NY 10/2012 08/2019
J.P. Morgan Securities Llc New York NY 08/2019 Present
Jp Morgan Chase Bank, N.A. New York NY 08/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-31
S63 Uniform Securities Agent State Law Examination 2012-08-17
  • S66 Uniform Combined State Law Examination
    2015-08-31
  • S63 Uniform Securities Agent State Law Examination
    2012-08-17
Other Names
  • Pedro E Zapata
  • Pedro Zapata
  • Pedro Zapata
  • Pedro E Zapata

View on SEC IAPD

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