Samuel A Herzig

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-27
NY	RA	APPROVED	2026-02-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cowen And Company, Llc	Ny	NY	06/2014	07/2017
Cowen And Company, Llc	New York	NY	07/2017	07/2019
Morgan Stanley	New York	NY	07/2025	Present
Altos Ventures	Philadelphia	PA	05/2020	06/2021
Csc Generation	Brooklyn	NY	06/2021	06/2025
The Wharton School, University Of Pennsylvania	Philadelphia	PA	08/2019	06/2021

06/2014 → 07/2017

Cowen And Company, Llc

Ny, NY
07/2017 → 07/2019

Cowen And Company, Llc

New York, NY
07/2025 → Present

Morgan Stanley

New York, NY
05/2020 → 06/2021

Altos Ventures

Philadelphia, PA
06/2021 → 06/2025

Csc Generation

Brooklyn, NY
08/2019 → 06/2021

The Wharton School, University Of Pennsylvania

Philadelphia, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-13
S63	Uniform Securities Agent State Law Examination	2015-11-24

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