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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
AR RA APPROVED 2014-09-05
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • AR RA
    APPROVED
    Since 2014-09-05

Branch Locations

6501 Phoenix Avenue Suite A, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Fort Smith AR 09/2014 Present
  • 09/2014 → Present
    Raymond James & Associates
    Fort Smith, AR
Previous Registrations
Other Businesses

(1) Name of Business: First Baptist Church Alma Address: 211 N. Mountain Grove Rd, Alma, AR, 72921, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/16/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance committee member. Three person committee. Primary responsibility is setting the budget and tracking real spending to budgeted spending and adjusting budget as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-13
  • S66 Uniform Combined State Law Examination
    2013-09-13

View on SEC IAPD

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