Best Investors Account Sign in

Sharland Baker

Janney Montgomery Scott LLC

Glastonbury, CT

Claim This Profile
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-13
VI RA APPROVED 2018-11-13
CT RA APPROVED 2018-11-09
  • NC RA
    APPROVED
    Since 2018-11-13
  • VI RA
    APPROVED
    Since 2018-11-13
  • CT RA
    APPROVED
    Since 2018-11-09

Branch Locations

95 Glastonbury Boulevard Suite 404, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wallingford CT 06/2012 04/2017
Rbc Capital Markets, Llc Glastonbury CT 04/2017 11/2018
Janney Montgomery Scott Llc Glastonbury CT 11/2018 Present
Previous Registrations
  • 2017-04-10 → 2018-11-20
    Rbc Capital Markets, Llc
    Glastonbury, CT
  • 2014-12-16 → 2017-04-04
    Lpl Financial Llc
    Wallingford, CT
    Hamden, CT
    Madison, CT
    Hamden, CT
    Hamden, CT
    Madison, CT
    Old Saybrook, CT
    West Haven, CT
    New Haven, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-15
  • S66 Uniform Combined State Law Examination
    2014-12-15
Other Names
  • Sharland Garrison
  • Sharland B Garrison
  • Sharland B Baker

View on SEC IAPD

Other Firms

USI ADVISORS
USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

More in Glastonbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor