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Luke Andrew Dowd

Janney Montgomery Scott LLC

New York, NY

Red Bank, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-07-30
CA RA APPROVED 2021-07-26
OH RA APPROVED 2021-07-26
NY RA APPROVED 2021-06-18
NJ RA APPROVED 2020-09-04
TX RA APPROVED 2020-09-04
  • NC RA
    APPROVED
    Since 2021-07-30
  • CA RA
    APPROVED
    Since 2021-07-26
  • OH RA
    APPROVED
    Since 2021-07-26
  • NY RA
    APPROVED
    Since 2021-06-18
  • NJ RA
    APPROVED
    Since 2020-09-04
  • TX RA
    APPROVED
    Since 2020-09-04

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

322 Rt. 35 Suite 110, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Sea Girt NJ 05/2012 09/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2020
Janney Montgomery Scott Llc Toms River NJ 09/2020 08/2021
Janney Montgomery Scott Llc Red Bank NJ 08/2021 Present
Janney Montgomery Scott Llc New York NY 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-17
S63 Uniform Securities Agent State Law Examination 2012-09-27
  • S65 Uniform Investment Adviser Law Examination
    2012-12-17
  • S63 Uniform Securities Agent State Law Examination
    2012-09-27

View on SEC IAPD

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