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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Asheboro | NC | 03/2015 | 07/2018 |
| Wells Fargo Clearing Services, Llc | High Point | NC | 07/2018 | 09/2022 |
| Raymond James Financial Services, In. | Asheboro | NC | 09/2022 | Present |
| Advisors Financial Center | Asheboro | NC | 09/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Asheboro | NC | 09/2022 | Present |
(1)Name of Business: Advisors Financial Center Address: 928 Sunset Ave, Asheboro, NC, 27203-5258, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/29/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor, client services activities including trades, account setup, research, investing client funds, and other activities as needed by the branch.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-03 |
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