Elizabeth Adams Watkins

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → Present
  Espn/ Ming Ling Entertainment, Llc
  Raleigh, NC
• 08/2015 → 06/2017
  Ameriprise Financial Services, Inc.
  Raleigh, NC
• 06/2017 → 08/2017
  Lpl Financial Llc
  Raleigh, NC
• 06/2017 → 08/2017
  Independent Advisor Alliance, Llc
  Raleigh, NC
• 11/2017 → 01/2025
  Lincoln Financial Securities, Inc
  Raleigh, NC
• 01/2025 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2017-11-15 → 2025-01-24
  Osaic Fs, Inc.
  Raleigh, NC
• 2015-08-24 → 2017-06-16
  Ameriprise Financial Services, Llc
  Raleigh, NC
• 2014-07-09 → 2015-08-03
  Equitable Advisors, Llc
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC

Other Businesses

1) ELIZABETH WATKINS 1639 VILLAGE GLENN DR RALEIGH NC 27612 CATEGORY: NOTARY INVESTMENT-RELATED: NO TITLE: NOTARY DUTIES: NOTARIZE DOCUMENTS START DATE: 1/1980 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 2) GARNETT STREET INVESTMENTS, LLC 1639 VILLAGE GLENN DR RALEIGH NC 27612 CATEGORY: LEGAL ENTITY/LLCS INVESTMENT RELATED: NO TITLE: REGISTERED AGENT FOR LLC DUTIES: ACT AS REGISTERED AGENT FOR LLC DUE TO RESIDING IN NC START DATE: 9/1/19 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0 3) CLEMENTS DAVIS CONOLLY, LLC 1639 VILLAGE GLENN DR RALEIGH NC 27612 CATEGORY: LEGAL ENTITY/LLCS INVESTMENT RELATED: NO TITLE: REGISTERED AGENT FOR LLC DUTIES: ACT AS REGISTERED AGENT FOR LLC DUE TO RESIDING IN NC START DATE: 9/1/19 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0 4. ALPHA OMEGA WEALTH PARTNERS POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/13/2017 ADDRESS: 900 Ridgefield Dr Ste 130 Raleigh NC 27609 DESCRIPTION: Support advisors and management, service work with orphan life insurance clients greet clients manage mail 5. BETH WATKINS POSITION: licensee NATURE: not an active business. licensed by the state of NC for life, health, disability, and long-term care, but no selling INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2012 ADDRESS: 1639 VILLAGE GLENN DR RALEIGH NC 27612 DESCRIPTION: have only maintained licenses, not selling products 6. BETH WATKINS POSITION: self NATURE: sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/06/1977 ADDRESS: 1639 Village Glenn Dr, RALEIGH NC 27612, United States DESCRIPTION: only maintain real estate license. do not sell any real estate

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-08
• S63 Uniform Securities Agent State Law Examination
  2012-07-09

Other Names

• Elizabeth Watkins Smith
• Beth Watkins