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Keenan T Becker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frederick, MD

Montgomery Village, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-15
MD RA APPROVED 2012-08-21
  • TX RA
    APPROVED_RES
    Since 2020-06-15
  • MD RA
    APPROVED
    Since 2012-08-21

Branch Locations

30 W Patrick St, Frederick, MD 21701 • United States

Montgomery Village, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Rockville MD 05/2012 Present
Bank Of America, N.A. Rockville MD 10/2012 Present
  • 05/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Rockville, MD
  • 10/2012 → Present
    Bank Of America, N.A.
    Rockville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-18
  • S66 Uniform Combined State Law Examination
    2012-08-18
Other Names
  • Keenan Thomas Becker

View on SEC IAPD

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LPL FINANCIAL LLC · FREDERICK, MD
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