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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-10-21
NY RA APPROVED 2021-10-21
TX RA APPROVED_RES 2021-10-21
  • NJ RA
    APPROVED
    Since 2021-10-21
  • NY RA
    APPROVED
    Since 2021-10-21
  • TX RA
    APPROVED_RES
    Since 2021-10-21

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Lavallette, NJ • United States

Wyckoff, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2004 Present
Bank Of America, N.A. New York NY 06/2011 Present
Ubs Financial Services New York NY 10/2021 Present
Previous Registrations
Other Businesses

1) Rental Property/ investment related:yes / Wyckoff, NJ, 07481, US/ owner/ start date: 3/24/2019 /// 2) Name of Business: Torpedoes SC./ Address: PO Box 252 Wyckoff United States 07481./ Investment Related: No./ Nature: Non-profit soccer club my daughters play for and i played in growing up./ Role: Member of Board of directors./ Duty: Help with finances and supporting the two employees we have who handle day to day operations(they manage the trainers and the logistics of running the club)./ Start Date: 8/1/2023./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-23
  • S66 Uniform Combined State Law Examination
    2002-09-23
Other Names
  • Matthew Thomas Leone

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