Inactive

Ellen Chiu

Westfuller Advisors, LLC

CRD 6077306

Claim This Profile

Employer firm

Westfuller Advisors, LLC CRD 155054

$3.37B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Westfuller Advisors, Llc

1185 Avenue Of The Americas Suite 319, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-11-08
NY	RA	APPROVED	2021-11-08

CA RA
APPROVED

Since 2021-11-08
NY RA
APPROVED

Since 2021-11-08

Branch Locations

1185 Avenue Of The Americas Suite 319, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Barclays	New York	NY	07/2013	10/2016
Neuberger Berman	New York	NY	10/2016	07/2021
Westfuller Advisors	New York	NY	10/2021	Present

07/2013 → 10/2016

Barclays

New York, NY
10/2016 → 07/2021

Neuberger Berman

New York, NY
10/2021 → Present

Westfuller Advisors

New York, NY

Previous Registrations

2016-12-21 → 2021-07-20

Neuberger Berman Bd Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-20

S66 Uniform Combined State Law Examination

2016-12-20

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP

P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor