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Ellen Chiu

Westfuller Advisors, LLC

New York, NY

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Current Employers
Westfuller Advisors, Llc

1185 Avenue Of The Americas Suite 319, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-08
NY RA APPROVED 2021-11-08
  • CA RA
    APPROVED
    Since 2021-11-08
  • NY RA
    APPROVED
    Since 2021-11-08

Branch Locations

1185 Avenue Of The Americas Suite 319, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays New York NY 07/2013 10/2016
Neuberger Berman New York NY 10/2016 07/2021
Westfuller Advisors New York NY 10/2021 Present
  • 07/2013 → 10/2016
    Barclays
    New York, NY
  • 10/2016 → 07/2021
    Neuberger Berman
    New York, NY
  • 10/2021 → Present
    Westfuller Advisors
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-20
  • S66 Uniform Combined State Law Examination
    2016-12-20

View on SEC IAPD

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