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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-06-17 |
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2018-01-16 |
Branch Locations
155 East 44Th St 12Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2013 | 12/2017 |
| Northwestern Mutual Investment Services, Llc | New York | NY | 09/2013 | 12/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2017 |
| Mml Investor Services | New York | NY | 01/2018 | Present |
| Massachusetts Mutual Life Insurance Company | New York | NY | 01/2018 | Present |
(1)Name: Colon & Feigelman Wealth Management, LLC Inv rel: N Add: Residential address Nature: Operating flow through LLC Position: Ownership Start date: 12/03/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 .. (2)Name: Vincent E Colon Inv rel: Y Add: Residential address Nature: Outside Insurance Sales Position: Sales Start date: 02/05/2019 No. HR/MO: 5 No. HR/MO during sec 5 trading: Describe duties: Individual and Group life, Individual and Group health, LTC, DI, and Fixed Annuities. (3)Name: Vincent Colon Inv rel: Y Add: Residential address Nature: Outside Insurance Business Position: Referrer Start date: 10/15/2021 No. HR/MO: 1 No. HR/MO during sec 0 trading: Describe duties: Refer clients who are in need of Medicare enrollment. (4)Name: Team Apex Corp Inv rel: Y Add: Residential address Nature: Pass through for revenue and expenses related to our business Position: Officer/Shareholder Start date: 1/1/2023 No. HR/MO: 1 No. HR/MO during sec 1 trading: Describe duties: Pay administrative staff and manage associated business expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-02 |
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