Vincent Ely Colon

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 12/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2013 → 12/2017
  Northwestern Mutual Investment Services, Llc
  New York, NY
• 01/2016 → 12/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2018 → Present
  Mml Investor Services
  New York, NY
• 01/2018 → Present
  Massachusetts Mutual Life Insurance Company
  New York, NY

Previous Registrations

• 2014-01-09 → 2017-12-22
  Northwestern Mutual Investment Services, Llc
  New York, NY

Other Businesses

(1)Name: Colon & Feigelman Wealth Management, LLC Inv rel: N Add: Residential address Nature: Operating flow through LLC Position: Ownership Start date: 12/03/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 .. (2)Name: Vincent E Colon Inv rel: Y Add: Residential address Nature: Outside Insurance Sales Position: Sales Start date: 02/05/2019 No. HR/MO: 5 No. HR/MO during sec 5 trading: Describe duties: Individual and Group life, Individual and Group health, LTC, DI, and Fixed Annuities. (3)Name: Vincent Colon Inv rel: Y Add: Residential address Nature: Outside Insurance Business Position: Referrer Start date: 10/15/2021 No. HR/MO: 1 No. HR/MO during sec 0 trading: Describe duties: Refer clients who are in need of Medicare enrollment. (4)Name: Team Apex Corp Inv rel: Y Add: Residential address Nature: Pass through for revenue and expenses related to our business Position: Officer/Shareholder Start date: 1/1/2023 No. HR/MO: 1 No. HR/MO during sec 1 trading: Describe duties: Pay administrative staff and manage associated business expenses.

Exams

• S66 Uniform Combined State Law Examination
  2013-12-02

Designations

• Certified Financial Planner