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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-06-17
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2018-01-16
  • UT RA
    APPROVED
    Since 2025-06-17
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2018-01-16

Branch Locations

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

Park City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2013 12/2017
Northwestern Mutual Investment Services, Llc New York NY 09/2013 12/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 12/2017
Mml Investor Services New York NY 01/2018 Present
Massachusetts Mutual Life Insurance Company New York NY 01/2018 Present
  • 09/2013 → 12/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2013 → 12/2017
    New York, NY
  • 01/2016 → 12/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2018 → Present
    Mml Investor Services
    New York, NY
  • 01/2018 → Present
    Massachusetts Mutual Life Insurance Company
    New York, NY
Previous Registrations
Other Businesses

(1)Name: Colon & Feigelman Wealth Management, LLC Inv rel: N Add: Residential address Nature: Operating flow through LLC Position: Ownership Start date: 12/03/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 .. (2)Name: Vincent E Colon Inv rel: Y Add: Residential address Nature: Outside Insurance Sales Position: Sales Start date: 02/05/2019 No. HR/MO: 5 No. HR/MO during sec 5 trading: Describe duties: Individual and Group life, Individual and Group health, LTC, DI, and Fixed Annuities. (3)Name: Vincent Colon Inv rel: Y Add: Residential address Nature: Outside Insurance Business Position: Referrer Start date: 10/15/2021 No. HR/MO: 1 No. HR/MO during sec 0 trading: Describe duties: Refer clients who are in need of Medicare enrollment. (4)Name: Team Apex Corp Inv rel: Y Add: Residential address Nature: Pass through for revenue and expenses related to our business Position: Officer/Shareholder Start date: 1/1/2023 No. HR/MO: 1 No. HR/MO during sec 1 trading: Describe duties: Pay administrative staff and manage associated business expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-02
  • S66 Uniform Combined State Law Examination
    2013-12-02
Designations

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