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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
WI RA APPROVED 2019-09-06
TX RA APPROVED 2018-01-08
CT RA APPROVED 2017-12-12
  • NY RA
    APPROVED
    Since 2021-04-19
  • WI RA
    APPROVED
    Since 2019-09-06
  • TX RA
    APPROVED
    Since 2018-01-08
  • CT RA
    APPROVED
    Since 2017-12-12

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

1500 W Market St, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matauro, Llc.(Axa) New York NY 01/2016 11/2017
Axa Advisors, Llc. New York NY 04/2017 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 12/2017 Present
Bank Of America, N.A. New York NY 12/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2017-07-26
Other Names
  • Samuel Cherny

View on SEC IAPD

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