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Inactive

Christopher James Brown

Brown Capital Advisors, LLC

Marietta, GA

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Current Employers
Brown Capital Advisors, Llc

506 Roswell Street Suite 210, Marietta, GA 30060 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-24
GA RA APPROVED 2018-10-12
  • TX RA
    APPROVED_RES
    Since 2018-10-24
  • GA RA
    APPROVED
    Since 2018-10-12

Branch Locations

506 Roswell Street Suite 210, Marietta, GA 30060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Alpharetta GA 06/2012 01/2017
Hennsler Financial Atlanta GA 02/2017 05/2017
Brown Capital Advisors, Llc Marietta GA 08/2018 Present
Unemployed Marietta GA 06/2017 08/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-22
  • S66 Uniform Combined State Law Examination
    2012-08-22

View on SEC IAPD

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ATHANASIOS NICK BAFAS
JOHN MICHAEL DICZOK
LOIS ANN BAFAS
CHRISTOPHER DENNIS WRIGHT
BENITO CANALES
Erica L Carson

Other Offices

SENTARA CAPITAL · MARIETTA, GA
ANOVEST INVESTMENT ADVISORS · MARIETTA, GA
THIRD ACT RETIREMENT PLANNING, INC. · MARIETTA, GA
OSAIC WEALTH, INC. · MARIETTA, GA
WELLS FARGO CLEARING SERVICES, LLC · MARIETTA, GA
EDWARD JONES · Marietta, GA
FIFTH THIRD SECURITIES, INC. · MARIETTA, GA
TRUIST ADVISORY SERVICES, INC. · MARIETTA, GA

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