Best Investors Account Sign in

Robert Francis Banas

LPl Financial LLC

Williamsville, NY

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-27
  • NY RA
    APPROVED
    Since 2022-04-27

Branch Locations

5500 Main St. Ste 209, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Buffalo NY 06/2015 01/2021
Morgan Stanley Smith Barney Llc Buffalo NY 01/2021 04/2022
Lpl Financial Tonawanda NY 04/2022 Present
  • 06/2015 → 01/2021
    Ubs Financial Services Inc.
    Buffalo, NY
  • 01/2021 → 04/2022
    Morgan Stanley Smith Barney Llc
    Buffalo, NY
  • 04/2022 → Present
    Lpl Financial
    Tonawanda, NY
Previous Registrations
Other Businesses

1.03/24/2023; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 10hrs/mth; 5hrs during trading 2.05/31/2023; WEBR/WLVL Radio; Author; Not Investment Related; Veterans Day,July; Start Date 05/29/2023; 2hrs/mth; 0hrs during trading 3.05/09/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name PWG Financial; Investment Related; at Reported Business Location(s); Start Date 05/03/2024; 2hrs/mth; 2hrs during trading 4.06/21/2024; Griffin Distribution Partners; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/11/2024; 5hrs/mth; 1hrs during trading 5.02/25/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wilco Wealth Management; Investment Related; at Reported Business Location(s); Start Date 02/12/2025; 100hrs/mth; 100hrs during trading 6.05/06/2025; C Suite Insurance LLC; Insurance Agency; Investment Related; 5500 Main St. Suite 209,Williamsville; Start Date 04/01/2025; 40hrs/mth; 20hrs during trading 7.10/23/2025; Advocate Health Advisors; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/15/2025; 2hrs/mth; 0hrs during trading 8.08/28/2026; Wilco Media; Other - Writer; Investment Related; Williamsville,NY; Start Date 10/01/2022; 10hrs/mth; 1hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-05
  • S66 Uniform Combined State Law Examination
    2013-01-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Williamsville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor