Inactive

Kimberly Anne Tucker

Stephens Investment Management Group, LLC

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Current Employers

Stephens Investment Management Group, Llc

111 Center Street, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-29

TX RA
APPROVED

Since 2023-06-29

Branch Locations

9 Greenway Plaza, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avalon Advisors, Llc	Houston	TX	10/2014	04/2022
Stephens Investment Management Group	Houston	TX	05/2022	Present

10/2014 → 04/2022

Avalon Advisors, Llc

Houston, TX
05/2022 → Present

Stephens Investment Management Group

Houston, TX

Previous Registrations

2023-06-29 → 2023-12-22

Stephens

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-29

S65 Uniform Investment Adviser Law Examination

2023-06-29

Other Names

Kimberly Anne Jones

View on SEC IAPD

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