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Andrew James Roberts

Thrivent Investment Management Inc.

Rochester, MN

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-25
  • MN RA
    APPROVED
    Since 2022-05-25

Branch Locations

116 Elton Hills Ln Nw, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Tempe AZ 06/2012 06/2019
Securities America, Inc. Rochester MN 06/2019 05/2022
Securities America Advisors Rochester MN 06/2019 05/2022
Thrivent Investment Management Inc Rochester MN 05/2022 Present
Thrivent Financial Appleton WI 05/2022 Present
  • 06/2012 → 06/2019
    Edward Jones
    Tempe, AZ
  • 06/2019 → 05/2022
    Securities America, Inc.
    Rochester, MN
  • 06/2019 → 05/2022
    Securities America Advisors
    Rochester, MN
  • 05/2022 → Present
    Thrivent Investment Management Inc
    Rochester, MN
  • 05/2022 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2019-06-20 → 2022-05-19
    Securities America Advisors, Inc.
    Rochester, MN
  • 2012-08-20 → 2019-06-21
    Edward Jones
    Tempe, AZ
    Rochester, MN
    Tempe, AZ
    Rochester, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-08
  • S66 Uniform Combined State Law Examination
    2012-08-08
Other Names
  • Andy Roberts

View on SEC IAPD

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Other Offices

MORGAN STANLEY · ROCHESTER, MN
MML INVESTORS SERVICES, LLC · ROCHESTER, MN
MARINER · Rochester, MN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rochester, MN
WELLS FARGO CLEARING SERVICES, LLC · ROCHESTER, MN
STRATEGIC WEALTH GROUP · Rochester, MN
U.S. BANCORP ADVISORS, LLC · Rochester, MN
CETERA INVESTMENT ADVISERS LLC · ROCHESTER, MN

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