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Samuel David Dias

Edward Jones

Prescott, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-27
AZ RA APPROVED 2016-12-09
  • TX RA
    APPROVED_RES
    Since 2018-12-27
  • AZ RA
    APPROVED
    Since 2016-12-09

Branch Locations

624 W Gurley St Suite G, Prescott, AZ 86305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Tempe AZ 11/2016 04/2018
Self Employed Peoria IL 05/2016 11/2016
Edward Jones St. Louis MO 04/2018 Present
  • 11/2016 → 04/2018
    Tempe, AZ
  • 05/2016 → 11/2016
    Self Employed
    Peoria, IL
  • 04/2018 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

Band Type of Business: Music Performance & Production Chandler, AZ Start date: 1/1/2013 Owner/Performer Hours per week: 1 Hours during trading: 0 Singer/songwriter production and performance. * Airbnb Type of business: Short-Term Furnished Rental Chandler, AZ Start date: 6/1/2022 Owner Hours per week: 1 Hours during trading: 0 Maintain property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-08
  • S66 Uniform Combined State Law Examination
    2012-08-08

View on SEC IAPD

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