Best Investors Account Sign in

Luis H Martinez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

La Habra, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
CA RA APPROVED 2012-08-17
  • TX RA
    APPROVED_RES
    Since 2022-05-24
  • CA RA
    APPROVED
    Since 2012-08-17

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

La Habra, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Pasadena CA 05/2012 Present
Bank Of America, N.A. Pasadena CA 12/2012 Present
  • 05/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Pasadena, CA
  • 12/2012 → Present
    Bank Of America, N.A.
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-16
  • S66 Uniform Combined State Law Examination
    2012-08-16
Other Names
  • Luis Humberto Martinez

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
J.P. MORGAN SECURITIES LLC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA
J.P. MORGAN SECURITIES LLC · PASADENA, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor