Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-04 |
| IL | RA | APPROVED | 2018-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | St Petersburg | FL | 06/2016 | 09/2017 |
| Raymond James & Associates, Inc. | Chicago | IL | 09/2017 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Peoria | IL | 08/2018 | Present |
| Bank Of America, N.A. | Peoria | IL | 10/2018 | Present |
I*124184 For profit or not for profit: For-Profit Organization Name of outside business organization: L1 Investment related: Y Address of business: Peoria, Illinois 61614 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 3/1/2019 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: LLC for the purpose of family investments. Michael E Leali will own 50%, Katrina R Leali will own 1/6, Matthew E Leali will own 1/6, and I will own 1/6. The first investment is to be rental property, approximately 1% of Woodland combined.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-05 |
Reach out to this advisor