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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-14 |
| IL | RA | APPROVED | 2010-02-17 |
Branch Locations
2021 Midwest Rd Ste 200, Oak Brook, IL 60523-1370 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chicago | IL | 02/2010 | Present |
1. 1/28/2016: Midwest Investment Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/17/2010 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-17 |
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