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John Leo Dugan

Ellsworth Advisors, LLC

Hudson, OH

Charleston, SC

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Current Employers
Ellsworth Advisors, Llc

1764 Georgetown Road, Hudson, OH 44236 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APP_PEND_IARCE 2026-01-01
OH RA APPROVED 2019-10-02
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01
  • OH RA
    APPROVED
    Since 2019-10-02

Branch Locations

1764 Georgetown Road, Hudson, OH 44236 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Samco Capital Markets, Inc. Dallas TX 08/2014 09/2019
Ellsworth Advisors Hudson OH 10/2019 Present
  • 08/2014 → 09/2019
    Samco Capital Markets, Inc.
    Dallas, TX
  • 10/2019 → Present
    Ellsworth Advisors
    Hudson, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-31
S63 Uniform Securities Agent State Law Examination 2015-02-10
  • S66 Uniform Combined State Law Examination
    2019-10-31
  • S63 Uniform Securities Agent State Law Examination
    2015-02-10

View on SEC IAPD

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Other Offices

JANNEY MONTGOMERY SCOTT LLC · Hudson, OH
LPL FINANCIAL LLC · HUDSON, OH
WELLS FARGO CLEARING SERVICES, LLC · HUDSON, OH
AMERIPRISE FINANCIAL SERVICES, LLC · HUDSON, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HUDSON, OH
PFS INVESTMENTS INC. · STOW, OH
PFS INVESTMENTS INC. · STOW, OH
EDWARD JONES · HUDSON, OH

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