David Moon

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 05/2021
  Commonwealth Financial Network
  Waltham, MA
• 05/2021 → Present
  Commonwealth Financial Network
  Waltham, MA
• 05/2021 → Present
  Innovative Financial Solutions
  Bloomington, IN

Other Businesses

1) Fixed insurance sales; as of 6/7/2021; 20% of time spent during business hours; Conducted at branch location; Investment related. 2) Owner, Moon Wealth Advisor, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/06/2024; 95% time spent during business hours; Conducted at branch; Investment related. 3) Owner of residential rental property located in Lowell, MA; As of 09/01/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 4) Tax Preparation, Gregs & Reid CPA; as of 07/01/2024; 2% of time spent during business hours; Conducted at branch; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-03

Designations

• Certified Financial Planner