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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Plano | TX | 06/2022 | Present |
| Fidelity Investments | Greenwood Village | CO | 06/2015 | 08/2018 |
| Fidelity Investments | Mission Viejo | CA | 08/2018 | 07/2019 |
| Fidelity Investments | Westlake | TX | 07/2019 | 06/2022 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Life and Health Insurance licenses INVESTMENT RELATED ADDRESS (City/State): Celina, TX NATURE OF BUSINESS: Insurance license POSITION: NA START DATE (Month/Year): October 2018 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Maintain only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-10 |
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