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Dalton Michael Mellon

David Vaughan Investments, LLC

Peoria, IL

CRD 6070698

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Employer firm

David Vaughan Investments, LLC CRD 105990

$5.33B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • TAX QUALIFIED AND TAFT-HARTLEY PENSION PLAN CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
David Vaughan Investments, Llc

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-21
IL RA APPROVED 2013-08-19
  • TX RA
    APPROVED_RES
    Since 2024-11-21
  • IL RA
    APPROVED
    Since 2013-08-19

Branch Locations

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Vaughan Investments, Inc. Peoria IL 06/2013 Present
  • 06/2013 → Present
    David Vaughan Investments, Inc.
    Peoria, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-19
  • S65 Uniform Investment Adviser Law Examination
    2013-08-19

View on SEC IAPD

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William Cohen
CAROLYN G DAVIS

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
MORGAN STANLEY · PEORIA, IL

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