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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-27 |
| IA | RA | APPROVED | 2016-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2012 | 10/2016 |
| Wells Fargo Advisors, Llc | Cedar Rapids | IA | 10/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cedar Rapids | IA | 11/2016 | Present |
ADVOCARE, NOT INV RELATED, PLANO, TX, INDEPENDENT DISTRIBUTOR, START 1/2011, ZERO HOURS PER MONTH, NOT AN ACTIVE DISTRIBUTOR AT THIS TIME. JDJ FARMS, LLC, INVT RELATED, TIFFIN, IA, 33.33% OWNERSHIP, START DATE 12/17/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, RECREATIONAL GROUND TO COLLECT RENT FROM HUNTERS AND FISHERMAN. RENTAL PROPERTY PARCELS IN MONROE COUNTY,IA; INVESTMENT RELATED; ALBIA,IA; 33.33% OWNERSHIP; START DATE 03/24/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-20 |
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