James C Nelson

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-12-18
IA	RA	APPROVED	2012-09-11

TX RA
APPROVED_RES

Since 2019-12-18
IA RA
APPROVED

Since 2012-09-11

Branch Locations

880 13Th Ave N, Clinton, IA 52732 • United States

5465 Utica Ridge Road, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research Advisors, Inc	Fairfield	IA	06/2012	Present
Airliner	Iowa City	IA	08/2010	Present
Clinton Country Club	Clinton	IA	06/2006	Present
Clinton Community College	Clinton	IA	08/2011	Present

06/2012 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA
08/2010 → Present

Airliner

Iowa City, IA
06/2006 → Present

Clinton Country Club

Clinton, IA
08/2011 → Present

Clinton Community College

Clinton, IA

Other Businesses

1) MERCY HEALTHCARE FOUNDATION,1410 N 4TH ST, CLINTON, IA, 1/2017, BOARD MEMBER, NIR, 5 HR/MO - 2 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-09-10

S65 Uniform Investment Adviser Law Examination

2012-09-10

View on SEC IAPD

Current Employers

Cambridge Investment Research Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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