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Timothy Watson Flynn

LPl Financial LLC

Edina, MN

CRD 6069820

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-18
  • MN RA
    APPROVED
    Since 2023-08-18

Branch Locations

8000 W 78Th St Ste 150, Edina, MN 55439-2543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Edina MN 03/2023 Present
Minnesota Department Of Health St. Paul MN 05/2021 02/2023
Minnesota Unemployment Minneapolis MN 02/2021 05/2021
Epilepsy Foundation Of Minnesota St. Paul MN 02/2017 01/2021
Private Philanthropy Services Minneapolis MN 03/2014 01/2017
  • 03/2023 → Present
    Edina, MN
  • 05/2021 → 02/2023
    Minnesota Department Of Health
    St. Paul, MN
  • 02/2021 → 05/2021
    Minnesota Unemployment
    Minneapolis, MN
  • 02/2017 → 01/2021
    Epilepsy Foundation Of Minnesota
    St. Paul, MN
  • 03/2014 → 01/2017
    Private Philanthropy Services
    Minneapolis, MN
Other Businesses

1)06/27/2023 - Arazon Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2023 - Fulltime 2)06/27/2023 - Notary - State of MN - Inv Rel - Start: 04/2023 - .01hr/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-18
S63 Uniform Securities Agent State Law Examination 2012-08-04
  • S66 Uniform Combined State Law Examination
    2023-08-18
  • S63 Uniform Securities Agent State Law Examination
    2012-08-04

View on SEC IAPD

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