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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-08-08
TX RA APPROVED 2016-08-08
  • CA RA
    APPROVED
    Since 2016-08-08
  • TX RA
    APPROVED
    Since 2016-08-08

Branch Locations

101 West Broadway Suite 1800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc San Diego CA 08/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 08/2016 Present
  • 08/2016 → Present
    Morgan Stanley Smith Barney Llc
    San Diego, CA
  • 08/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-10
S63 Uniform Securities Agent State Law Examination 2012-08-21
  • S65 Uniform Investment Adviser Law Examination
    2012-09-10
  • S63 Uniform Securities Agent State Law Examination
    2012-08-21

View on SEC IAPD

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