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Andrew William Chapel

Commonwealth Financial Network

Laguna Beach, CA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2025-02-03
  • CA RA
    APPROVED_RES
    Since 2025-02-03

Branch Locations

668 North Coast Highway, #418, Laguna Beach, CA 92651 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Laguna Beach CA 08/2015 Present
Commonwealth Financial Network San Diego CA 01/2025 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-01-16
  • S63 Uniform Securities Agent State Law Examination
    2014-01-16

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · LAGUNA BEACH, CA
WELLS FARGO CLEARING SERVICES, LLC · LAGUNA BEACH, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA BEACH, CA
CRANE INVESTMENTS INC · LAGUNA BEACH, CA
CAMELOT CAPITAL PARTNERS LLC · LAGUNA BEACH, CA
OSAIC WEALTH, INC. · LAGUNA BEACH, CA
THOMAS SEAMAN COMPANY · LAGUNA BEACH, CA
LPL FINANCIAL LLC · LAGUNA BEACH, CA

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