Gregory Lewis Von Berg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → 01/2017
  Waddell & Reed
  Colorado Springs, CO
• 07/2000 → 01/2017
  Various Insurance Carriers
  Colorado Springs, CO
• 03/2016 → Present
  R G Von Berg Llc
  Colorado Springs, CO
• 01/2017 → 03/2020
  Colorado Springs Cryotherapy
  Colorado Springs, CO
• 07/2021 → Present
  Lpl Financial Llc
  Colorado Springs, CO

Previous Registrations

• 2000-07-18 → 2017-01-12
  Waddell & Reed
  Colorado Springs, CO
  La Junta, CO
  Gunnison, CO

Other Businesses

1)07/12/2021 - Concerto Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 2)07/12/2021 - R G Von Berg LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Colorado Springs, CO 3)11/23/2022 - Colorado Springs Cryotherapy, LLC - Not Investment Related - Business Owner - Start Date - 01/02/2017 - 0 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2022-06-22

Other Names

• Greg Von Berg