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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
4783 Farmingdale Dr Ste 245, Colorado Springs, CO 80918 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed | Colorado Springs | CO | 05/2000 | 01/2017 |
| Various Insurance Carriers | Colorado Springs | CO | 07/2000 | 01/2017 |
| R G Von Berg Llc | Colorado Springs | CO | 03/2016 | Present |
| Colorado Springs Cryotherapy | Colorado Springs | CO | 01/2017 | 03/2020 |
| Lpl Financial Llc | Colorado Springs | CO | 07/2021 | Present |
1)07/12/2021 - Concerto Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 2)07/12/2021 - R G Von Berg LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Colorado Springs, CO 3)11/23/2022 - Colorado Springs Cryotherapy, LLC - Not Investment Related - Business Owner - Start Date - 01/02/2017 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-22 |
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