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Jordan Karl Westphal

Thrivent Investment Management Inc.

Appleton, WI

Cedarburg, WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-05-10
  • WI RA
    APPROVED
    Since 2018-05-10

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Cedarburg, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Appleton WI 08/2012 03/2018
Thrivent Financial Appleton WI 04/2018 Present
Thrivent Investment Management Inc Appleton WI 05/2018 Present
  • 08/2012 → 03/2018
    Sii Investments
    Appleton, WI
  • 04/2018 → Present
    Thrivent Financial
    Appleton, WI
  • 05/2018 → Present
    Thrivent Investment Management Inc
    Appleton, WI
Previous Registrations
  • 2016-05-04 → 2018-03-19
    Sii Investments, Inc.
    Appleton, WI
  • 2016-05-04 → 2018-03-19
    Investment Centers Of America, Inc.
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-29
  • S66 Uniform Combined State Law Examination
    2016-04-29

View on SEC IAPD

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