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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-06-11 |
| NJ | RA | APPROVED | 2013-10-30 |
Branch Locations
6070 Poplar Avenue Suite 400 , Memphis, TN 38119 • United States
10800 Financial Center Parkway 4Th Floor, Little Rock, AR 72211 • United States
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
100 Vision Drive Suite 300, Jackson, MS 39211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 11/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-28 |
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