Tyler Richard Whittier

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2016-11-30
TX	RA	APPROVED	2015-02-20
MN	RA	APPROVED	2013-11-16

NV RA
APPROVED

Since 2016-11-30
TX RA
APPROVED

Since 2015-02-20
MN RA
APPROVED

Since 2013-11-16

Branch Locations

10845 Griffith Peak Dr Ste 690, Las Vegas, NV 89135 • United States

Henderson, NV • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Edina	MN	05/2012	03/2020
Ameriprise Financial Services, Llc	Henderson	NV	03/2020	Present

05/2012 → 03/2020

Ameriprise Financial Services, Inc.

Edina, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Henderson, NV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-04

S66 Uniform Combined State Law Examination

2013-03-04

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

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